Ascent Solar Technologies (ASTI) risk factors, FY2024 10-K

Ascent Solar Technologies's FY2024 10-K, filed Mar 31, 2025, lists 9 risk factors in 2 groups. There is no earlier 10-K to compare against, so the most company-specific risks are listed below.

Open ASTI in Gloom →
Ascent Solar Technologies' chart, financials and news, free in your browser.Open ASTI in Gloom →
Risk factors listed
92 groups
Section length
8k wordsItem 1A

Ascent Solar Technologies's biggest risks in the FY2024 10-K

  • Ascent Solar's risk section is dominated by Nasdaq listing compliance issues, severe financial resource constraints, and intense thin-film solar competition.

The risks most specific to Ascent Solar Technologies

  • Risks Relating to Our Business

    The availability of raw materials

    Unanticipated problems in securing raw materials could cause delays and increase costs for our solar products.

  • Risks Relating to Our Business

    meet these objectives on time and within our planned budget could materially and adversely affect our business, results of operations and financial condition

    We may fail to manage operational expansion or form strategic alliances needed to achieve manufacturing economies of scale.

  • Risks Relating to Our Business

    participants strive to distinguish themselves within their markets and compete with the larger electric power industry. We believe our main sources of competition are other thin film PV manufacturers and companies developing other solar solutions, such as solar thermal and concentrated PV technologies

    Competitors with substantially greater financial and manufacturing resources than us could capture our target solar markets.

  • Risks Relating to Our Business

    Difficulty of, and costs relating to, compliance with the different commercial and legal requirements of the international markets in which we plan to offer and sell our PV products

    Complying with differing commercial and legal requirements across international markets may impede our PV product sales.

  • Risks Relating to our Securities and an Investment in our Common Stock

    Our common stock is currently listed on The Nasdaq Capital Market. In order to maintain that listing, we must satisfy minimum financial and other continued listing requirements and standards

    We received Nasdaq notices in 2023 and 2024 for failing to maintain the minimum stockholders equity of $2,500,000.

  • Risks Relating to our Securities and an Investment in our Common Stock

    In September 2024, the Company received written notice from Nasdaq indicating that the Company had regained compliance with the bid price requirement and the equity requirement. The Company will be subject to a one year Nasdaq Listing Panel Monitor

    Although we regained compliance in September 2024, future failures to meet Nasdaq standards could result in stock delisting.

All 9 risk factors

Headings as the filing states them, in filing order.

Risks Relating to Our Business

  1. 01The availability of raw materials
  2. 02meet these objectives on time and within our planned budget could materially and adversely affect our business, results of operations and financial condition
  3. 03participants strive to distinguish themselves within their markets and compete with the larger electric power industry. We believe our main sources of competition are other thin film PV manufacturers and companies developing other solar solutions, such as solar thermal and concentrated PV technologies
  4. 04Difficulty of, and costs relating to, compliance with the different commercial and legal requirements of the international markets in which we plan to offer and sell our PV products

Risks Relating to our Securities and an Investment in our Common Stock

  1. 05The possibility that any enhancements to controls and procedures may still not be adequate to assure timely and accurate financial information
  2. 06Depending on market liquidity at the time, sales of such newly issued additional shares into the market may cause the trading price of our common stock to fall
  3. 07Our common stock is currently listed on The Nasdaq Capital Market. In order to maintain that listing, we must satisfy minimum financial and other continued listing requirements and standards
  4. 08In September 2024, the Company received written notice from Nasdaq indicating that the Company had regained compliance with the bid price requirement and the equity requirement. The Company will be subject to a one year Nasdaq Listing Panel Monitor
  5. 09Limiting the ability of stockholders to call a special meeting of stockholders

About this page

The headings are the filing's own. The one-line readings and the overview are automated and can be wrong: read Item 1A of the 10-K for the exact wording.