Great Elm Group (GEG) risk factors, FY2026 10-K

Great Elm Group's FY2026 10-K, filed Aug 26, 2026, lists 6 risk factors in 2 groups. Against the prior year's 6: no material change.

Risk factors listed
62 groups
New this year
0vs 6 last year
Dropped
0since the prior 10-K
Substantially reworded
0of those kept
Section length
6k wordsItem 1A

What the changes say

  • No new, removed, or reworded risks were identified in the provided comparison.

What changed since the prior 10-K

Every risk factor carried over with its text substantially unchanged.

All 6 risk factors

Headings as the filing states them, in filing order.

Risks Related to Our Business

  1. 01Should one of our customers, debtors or competitors fail, our business prospects and revenue could be negatively impacted due to negative market sentiment causing customers to cease doing business with us and our lenders to cease extending credit to us, which could adversely affect our business, funding and liquidity
  2. 02limitation on our ability to borrow additional amounts for expenses, capital expenditures, acquisitions, debt service requirements, execution of our strategy and other purposes and other disadvantages compared to our competitors who have less debt
  3. 03restrictions on the issuance of securities
  4. 04reporting, record keeping, voting, proxy and disclosure requirements and other rules and regulations

Risks Relating to Our Common Stock

  1. 05may adversely affect prevailing market prices for our common stock
  2. 06These provisions, alone or together, could delay hostile takeovers and changes in control of our company or changes in our management

Other Great Elm Group 10-Ks

  • FY2025 10-K risk factors
    6 risks

    The company faces extensive financial services regulation and the strict asset composition tests of the Investment Company Act. High debt levels, market volatility, and anti-takeover provisions dominate the risk profile.

    Filed Sep 02, 2025

About this page

The headings are the filing's own. The one-line readings and the overview are automated and can be wrong: read Item 1A of the 10-K for the exact wording.