U S Global Investors (GROW) risk factors
Item 1A of every U S Global Investors Inc. 10-K on file, and what changed from one year to the next. Readings are automated and can be wrong; check the filing for the exact wording.
- FY2026 10-K risk factors29 risks1 new1 dropped4 reworded
A new material weakness threatens accurate, timely reporting and could trigger scrutiny, penalties, litigation, costs, and reputational damage.
Filed Sep 03, 2026 - FY2025 10-K risk factors29 risks2 new1 dropped9 reworded
Revenue concentration in the U.S. Global Jets ETF dropped from 80% to 69% of operating revenues. Material weakness in internal control was remediated. New stablecoin regulations and cryptocurrency exposures were added.
Filed Sep 08, 2025 - FY2024 10-K risk factors28 risks
Concentration of 79 to 83 percent of average net assets in the U.S. Global Jets ETF dominates revenues. CEO Frank Holmes controls over 99 percent of voting stock via class C shares. A material weakness in internal control over financial reporting affects financial statement accuracy.
Filed Sep 10, 2024