Risk factors
Stifel Financial (SF) risk factors
Item 1A of every Stifel Financial Corp. 10-K on file, and what changed from one year to the next. Readings are automated and can be wrong; check the filing for the exact wording.
- FY2025 10-K risk factors27 risks5 reworded
Associate risk now expressly includes fraud, unauthorized or illegal acts, policy or regulatory noncompliance, and substantial liability.
Filed Feb 24, 2026 - FY2024 10-K risk factors27 risks
Regulatory capital, conduct, and supervisory changes dominate the risk section, with Basel III, Regulation Best Interest, and asset-management scrutiny highlighted.
Filed Feb 26, 2025