Risk factors

LPL Financial Holdings (LPLA) risk factors

Item 1A of every LPL Financial Holdings Inc. 10-K on file, and what changed from one year to the next. Readings are automated and can be wrong; check the filing for the exact wording.

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  • FY2025 10-K risk factors
    35 risks3 new3 dropped11 reworded

    LPL added risks regarding the Commonwealth acquisition integration, cash sweep revenue vulnerabilities, and self-insurance limits. Share repurchases were paused in early 2025 due to the Commonwealth transaction. Cybersecurity disclosures expanded to include offshore data storage risks and new DOJ data security rules.

    Filed Feb 23, 2026
  • FY2024 10-K risk factors
    35 risks

    Dependence on attracting and retaining independent financial advisors and their client assets drives overall growth and revenue.

    Filed Feb 20, 2025